Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas D'avanzo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been in the industry since 2004 and is registered in Connecticut and Texas. Thomas has a wide range of experience and can help clients with a variety of financial needs. Thomas's experience includes working with a variety of clients including individuals, families, corporations and institutions. Thomas specializes in providing investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/07/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHBURY CT)
NY
03/30/2016 - 11/27/2017
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
12/13/2013 - 04/28/2016
EQUITY SERVICES, INC. (WHITE PLAINS NY)
NY
05/06/2013 - 11/05/2013
CROSS POINT CAPITAL LLC (NEW YORK NY)
NY
03/01/2012 - 02/26/2013
AURIGA USA, LLC (NEW YORK NY)
NY
10/06/2011 - 02/17/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
CT
10/22/2009 - 08/03/2011
ALADDIN CAPITAL LLC (STAMFORD CT)
CT
05/30/1997 - 07/22/1998
ABN AMRO INCORPORATED (STAMFORD CT)
NY
09/23/1993 - 05/07/1997
BZW SECURITIES INC. (NEW YORK NY)
NA
04/21/1993 - 09/21/1993
ELECTRONIC TRADING SYSTEMS, L.P.
TX
12/10/1992 - 04/05/1993
MMAR GROUP, INC. (HOUSTON TX)
NA
10/19/1983 - 02/25/1984
AMFCO SECURITIES, INC.
BOTH
Issued 01/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas D'avanzo is the right advisor for you? Invested Better is here to help.
