Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas a.? Claim Your ProfileThomas a. Giacalone is a financial professional with over 20 years of experience in the industry. Thomas a. has a Series 7, Series 27, and Series 99TO license. Thomas a. is currently registered with Broadridge Business Process Outsourcing, LLC. Prior to joining Broadridge Business Process Outsourcing, LLC, Thomas a. worked at UBS Financial Services Inc., UBS Securities LLC, and UBS Services USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/21/2022 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
04/01/2014 - 11/30/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/14/2004 - 04/16/2019
UBS SECURITIES LLC (WEEHAWKEN NJ)
NJ
10/01/2000 - 03/04/2004
UBS SERVICES USA LLC (WEEHAWKEN NJ)
BC
Issued 03/16/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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