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Thirupathy V Nathan

Cetera Investment Advisers LLC

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About Thirupathy V Nathan

Thirupathy V Nathan is an investment advisor representative with Cetera Investment Advisers LLC in Glenview, Illinois. Thirupathy Nathan has been in the securities industry since January 5, 1992. Thirupathy Nathan is registered with FINRA, the Securities Investor Protection Corporation (SIPC), and the state of Illinois. Thirupathy Nathan is also licensed as an investment adviser representative in Texas. Thirupathy Nathan holds the Series 6, Series 62, Series 63, Series 65, and SIE licenses. Thirupathy Nathan's current employer, Cetera Investment Advisers LLC, is a registered investment adviser with the Securities and Exchange Commission (SEC). Cetera Investment Advisers LLC provides a variety of investment advisory services to individuals, businesses, and institutions. The firm has offices in Schaumburg, Illinois and other locations across the country.

Firm Information

Thirupathy Nathan is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thirupathy Nathan’s Registration & Firm History

IL

01/05/2023 - Present

Cetera Investment Advisers LLC (GLENVIEW IL)

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Licenses & Designations

IA

Issued 11/27/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/24/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1999

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/24/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thirupathy V Nathan.
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