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Thinh Quoc Nguyen

Nylife Securities LLC

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About Thinh Quoc Nguyen

Thinh Nguyen is a financial advisor with over 25 years of experience in the industry. Currently, Thinh Nguyen is registered with Nylife Securities LLC and is located in the Vienna, Virginia branch office. Thinh Nguyen's previous experience includes MSI Financial Services, INC. and Metropolitan Life Insurance Company.

Firm Information

Thinh Nguyen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thinh Nguyen’s Registration & Firm History

VA

01/20/2017 - Present

Nylife Securities LLC (VIENNA VA)

VA

08/30/1996 - 12/20/2016

MSI FINANCIAL SERVICES, INC. (FALLS CHURCH VA)

VA

08/30/1996 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (FALLS CHURCH VA)

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Licenses & Designations

IA

Issued 02/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thinh Quoc Nguyen.
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