Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thieu? Claim Your ProfileThieu Dao Tran is a financial professional who is currently registered with MML Investors Services, LLC in Springfield, Massachusetts. Thieu has been in the industry since October 31, 2005 and holds a number of licenses and designations, including Series 4, 6, 7, 24, 26, 51, 52TO, 53 and 63. Thieu has previously worked with MML Investors Services, LLC in Springfield, Massachusetts, between January 7, 2004 and February 15, 2019. Thieu is currently licensed in Massachusetts. MML Investors Services, LLC is a firm that offers a range of services including financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/11/2020 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
01/07/2004 - 02/15/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BC
Issued 09/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/29/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thieu Tran is the right advisor for you? Invested Better is here to help.
