Unclaimed
Thierry Valat de cordova is a financial professional with over 10 years of experience in the industry. Thierry is currently registered with Pickwick Capital Partners, LLC and holds the Series 7, 24, 66, 79 and SIE licenses. Thierry was previously with Natixis Securities Americas LLC. Thierry is registered in California, Connecticut, Florida, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2019 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
09/25/2014 - 02/28/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BOTH
Issued 01/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2017
Series 14 - Compliance Officer Examination
BC
Issued 12/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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