Unclaimed
Thierry Bruno Perrein is a financial professional with over 24 years of experience in the industry. He currently holds a Series 7, Series 99TO, and SIE license and has a strong background in operations. Thierry has worked for several firms including Stifel, Nicolaus & Company, Incorporated, Wells Fargo Securities, LLC and Credit Suisse Securities (USA) LLC. He is currently registered with Mizuho Securities USA LLC, and has a branch office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
03/25/2021 - 07/16/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (STAMFORD CT)
NY
01/03/2008 - 01/22/2021
WELLS FARGO SECURITIES, LLC (New York NY)
NY
10/16/2000 - 11/23/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
08/12/1999 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 04/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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