Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thien-an? Claim Your ProfileThien-an Pham is an investment advisor representative currently registered with Equitable Advisors, LLC. Thien-an Pham has been in the industry since December 28, 2007. Thien-an Pham has previously been registered with American Union Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., BANC ONE SECURITIES CORPORATION, American Express Financial Advisors Inc. and IDS LIFE INSURANCE COMPANY. Thien-an Pham has passed the Series 66, Series 24, SIE and Series 7 exams. Thien-an Pham is currently licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
05/18/2021 - Present
Equitable Advisors, LLC (WARREN NJ)
NY
08/23/2010 - 11/02/2010
AMERICAN UNION SECURITIES, INC. (NEW YORK NY)
NY
07/02/2008 - 04/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
04/04/2005 - 10/19/2006
MORGAN STANLEY DW INC. (OAK BROOK IL)
IL
12/06/2004 - 03/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
05/26/2004 - 11/17/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/26/2004 - 11/17/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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