Unclaimed
Thibaut D'hollander is a registered representative with Smbc Nikko Securities America, Inc. Thibaut's career in the securities industry began in 2005. He has held previous roles at Barclays Capital Inc. and RBS Securities Inc.. Thibaut is licensed in 51 states and holds Series 7, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/04/2011 - 05/19/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
CT
06/07/2005 - 03/21/2011
RBS SECURITIES INC. (GREENWICH CT)
BC
Issued 07/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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