Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theron? Claim Your ProfileTheron Lee Brown is a financial advisor with over 20 years of experience in the industry. Theron is currently registered with Wells Fargo Clearing Services, LLC and has held previous roles at various firms including WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC., WELLS FARGO BROKERAGE SERVICES, L.L.C., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Theron specializes in providing investment advice and portfolio management services to a range of clients, including individuals, corporations, charitable organizations, and pension plans. Theron holds several industry certifications including Series 7, 63, 65, 9 and 10, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MN
03/03/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
11/02/2000 - 05/06/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/12/2000 - 10/29/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
04/24/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
03/07/1997 - 04/20/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/07/1997 - 04/20/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Theron Brown is the right advisor for you? Invested Better is here to help.
