Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Therin? Claim Your ProfileTherin Cotten is a financial advisor who has been working in the industry since 2007. Therin is currently registered with LPL Financial LLC and is licensed to provide financial advice in New Jersey and South Carolina. Previously, Therin worked at Raymond James & Associates, Inc., Pershing LLC, Pershing Advisor Solutions LLC, and TD Ameritrade, Inc. Therin holds Series 7, 99TO, SIE, 24, and 63, and 66 licenses. Therin is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/27/2023 - Present
LPL Financial LLC (FORT MILL SC)
NJ
10/26/2021 - 02/23/2023
PERSHING LLC (JERSEY CITY NJ)
NJ
08/31/2021 - 02/23/2023
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
FL
01/23/2020 - 07/20/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
01/25/2007 - 01/31/2020
TD AMERITRADE, INC. (JERSEY CITY NJ)
NJ
08/25/2006 - 10/25/2006
HENNION & WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 02/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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