Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Therese? Claim Your ProfileTherese Stockenberg is a financial advisor with over 23 years of experience in the financial services industry. Therese holds the Series 63, Series 65, Series 7, and SIE licenses. Therese is currently registered with Transamerica Retirement Advisors, LLC in Roswell, GA. Previously, Therese was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Transamerica Investors Securities Corporation. Therese specializes in retirement planning, investment management, financial planning and asset management. Therese also has experience in working with individuals, corporations, pension and profit-sharing plans, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
11/15/2024 - Present
Transamerica Retirement Advisors, LLC (Roswell GA)
GA
01/03/2020 - 10/23/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
12/26/2018 - 11/13/2019
MORGAN STANLEY (ATLANTA GA)
NY
06/09/2003 - 12/31/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NY
08/15/1996 - 03/16/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/17/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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