Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Therese? Claim Your ProfileTherese Firestone is an active Broker/Dealer and Investment Advisor representative. Therese has been in the industry for over 10 years. Therese is currently registered with Deutsche Bank Securities Inc. Therese has passed the Series 63, Series 66, Series 7, and SIE exams. Therese has also been registered with MBSC Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
01/14/2020 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
03/07/2014 - 12/31/2015
MBSC SECURITIES CORPORATION (Palo Alto CA)
CA
04/12/2011 - 01/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
03/17/1995 - 12/22/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 02/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Therese Firestone is the right advisor for you? Invested Better is here to help.
