Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Therese? Claim Your ProfileTherese Shardlow has been in the financial services industry since October 18, 1984. Therese is a registered representative with LPL Financial LLC, a large independent broker-dealer and Registered Investment Advisor. Therese has been with LPL Financial LLC since February 2013. Prior to joining LPL Financial LLC, Therese worked at Morgan Stanley, Citigroup Global Markets Inc., Raymond James Financial Services, Inc., Sunset Financial Services, Inc., Sloan Securities Corp., GunnAllen Financial, Inc, U.S. Bancorp Piper Jaffray Inc., Prudential Securities Incorporated and Westamerica Investment Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/04/2013 - Present
LPL Financial LLC (FRESNO CA)
CA
06/01/2009 - 02/25/2013
MORGAN STANLEY (FRESNO CA)
CA
09/15/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FRESNO CA)
CA
05/09/2006 - 09/11/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRESNO CA)
MO
11/10/2005 - 03/16/2006
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NJ
04/04/2005 - 11/03/2005
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
FL
09/12/2003 - 03/31/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MN
02/18/1997 - 09/23/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
10/09/1987 - 02/21/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/26/1984 - 09/18/1987
WESTAMERICA INVESTMENT COMPANY
BC
Issued 01/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Therese Shardlow is the right advisor for you? Invested Better is here to help.
