Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Therese? Claim Your ProfileTherese Walters is a financial advisor with LPL Financial LLC. She is registered in Texas and has been in the industry since 1988. Therese has a wide range of experience, including working for Investment Centers of America, Inc., Boatmen's Investment Services, Inc., Wall Street Investor Services, United Pacific Financial Services, Inc., and Dominick & Dominick, Incorporated. Therese has earned her Series 7, Series 8, Series 9, Series 10, Series 63 and Series 65 licenses. She is committed to helping clients reach their financial goals. Therese specializes in providing financial planning, portfolio management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/29/2017 - Present
LPL Financial LLC (AMARILLO TX)
TX
08/25/1995 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (AMARILLO TX)
MO
02/22/1994 - 08/28/1995
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
05/04/1992 - 10/31/1994
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NA
09/03/1991 - 05/04/1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
CT
10/03/1988 - 09/10/1991
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NA
02/24/1988 - 10/04/1988
DOMINICK & DOMINICK, INCORPORATED
IA
Issued 08/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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