Unclaimed
Theresa Smethurst is a financial advisor with Prudential Annuities Distributors, Inc. She is a registered representative of the firm in Connecticut and holds licenses Series 6, 63, and 26. Theresa has been in the industry since 2000 and has prior experience working for PRUCO Securities, LLC. and American Skandia Marketing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/08/2007 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
03/26/2019 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
10/04/2000 - 02/03/2006
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 07/01/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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