Unclaimed
Theresa Simes is a registered representative with Farmers Financial Solutions, LLC in Fountain Valley, CA. Theresa is a securities professional with over 20 years of experience. Theresa has successfully passed both the Series 6 and Series 63 exams and most recently the Securities Industry Essentials (SIE) exam. Theresa began her career in the financial services industry in 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/08/2000 - Present
Farmers Financial Solutions, LLC (FOUNTAIN VALLEY CA)
IL
09/08/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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