Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Marie Smith is a registered representative with Osaic Wealth, Inc. Theresa has been in the industry since 1999 and is currently registered with FINRA, the state of Ohio and the firm. Theresa previously worked at Securities America, Inc., Cetera Advisor Networks LLC and Walnut Street Securities, Inc.. Theresa is licensed to offer securities and advisory services in the state of Ohio. Theresa has passed the SIE, Series 7 and Series 63 exams. Theresa's specializations include 1, 2, 3, 4, 5 and 6. Osaic Wealth, Inc. specializes in financial planning, pension consulting, educational seminars, selection of other advisers and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/14/2024 - Present
Osaic Wealth, Inc. (MAYFIELD HTS OH)
OH
09/20/2023 - 06/14/2024
SECURITIES AMERICA, INC. (MAYFIELD HTS OH)
OH
09/03/2013 - 07/25/2023
CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)
OH
10/11/1999 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CLEVELAND OH)
OH
07/15/1999 - 09/08/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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