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Theresa Marie Daly

Pruco Securities, LLC

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About Theresa Marie Daly

Theresa Daly is a registered representative of Pruco Securities, LLC, with over six years of experience in the financial services industry. She holds Series 7, SIE, and Series 66 licenses. Theresa is also a licensed insurance agent. Theresa has worked for a variety of financial institutions, including Waddell & Reed, Nationwide Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Theresa is a dedicated financial professional and is passionate about helping her clients achieve their financial goals.

Firm Information

Theresa Daly is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Theresa Daly’s Registration & Firm History

RI

06/20/2024 - Present

Pruco Securities, LLC (WARWICK RI)

RI

11/16/2017 - 11/07/2018

NATIONWIDE SECURITIES, LLC (Warwick RI)

RI

04/03/2017 - 10/12/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WARWICK RI)

RI

08/08/2016 - 01/19/2017

WADDELL & REED (WEST WARWICK RI)

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Licenses & Designations

BOTH

Issued 06/17/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/08/2024

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Theresa Marie Daly. Review regulatory record here.
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