Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Marguerite Osterberger is a financial professional with over 23 years of experience in the financial services industry. Theresa has been a registered representative with Wells Fargo Clearing Services, LLC since April 2019. Prior to joining Wells Fargo, Theresa worked with Morgan Stanley from June 2009 to April 2019 and with Citigroup Global Markets Inc. from June 2008 to June 2009. Theresa holds several professional licenses, including Series 66, Series 31, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/29/2019 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 04/30/2019
MORGAN STANLEY (BOCA RATON FL)
FL
06/12/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
04/02/2007 - 06/11/2008
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
03/20/1996 - 04/02/2007
MORGAN STANLEY DW INC. (BOCA RATON FL)
NY
03/20/1996 - 05/30/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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