Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Stephan is a financial advisor with over eight years of experience in the industry. She is currently registered with Kingswood Capital Partners, LLC, and has offices in San Diego. Theresa previously worked at Raymond James & Associates, Inc., where she was registered in Kentucky. Theresa is Series 63, SIE, and Series 7 licensed and is registered with the State of Georgia and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/07/2023 - Present
Kingswood Capital Partners, LLC (San Diego CA)
KY
06/29/2015 - 05/12/2023
RAYMOND JAMES & ASSOCIATES, INC. (LEXINGTON KY)
BC
Issued 11/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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