Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa King is a financial advisor with over 35 years of experience in the industry. Theresa has a wide range of experience working with a variety of clients including individuals, families, businesses, and institutions. She is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions with J.P. Morgan Securities LLC, SAFDIE INVESTMENT SERVICES CORP., CHARLES SCHWAB & CO., INC., WACHOVIA SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., FIRST FIDELITY BROKERS, INC., JOHN HOWARD DISCOUNT BROKERAGE, INC., SECURITY DISCOUNT BROKERAGE CORPORATION, JERSEY CAPITAL MARKETS GROUP INC. and INVESTORS CENTER INCORPORATED. Theresa holds Series 7, Series 10, Series 24, Series 52TO, Series 53 and Series 63 licenses. Theresa has a proven track record of providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/01/2022 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
03/03/2008 - 02/02/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/18/2006 - 03/03/2008
SAFDIE INVESTMENT SERVICES CORP. (NEW YORK NY)
TX
07/26/2002 - 02/24/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
10/01/2000 - 07/03/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
01/01/1993 - 01/01/1996
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NJ
01/04/1990 - 12/08/1992
JOHN HOWARD DISCOUNT BROKERAGE, INC. (LIVINGSTON NJ)
NA
03/06/1987 - 01/01/1990
SECURITY DISCOUNT BROKERAGE CORPORATION
NA
10/03/1986 - 03/27/1987
JERSEY CAPITAL MARKETS GROUP INC.
NA
04/01/1986 - 09/26/1986
INVESTORS CENTER INCORPORATED
NA
01/21/1986 - 02/04/1986
HILL THOMPSON MAGID & CO INC
IA
Issued 05/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/07/1991
Series 24 - General Securities Principal Examination
BC
Issued 12/10/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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