Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Fragale is a financial advisor with over 16 years of experience in the financial services industry. Theresa is currently registered with LPL Financial LLC and has been in the industry since January 10, 2016. Prior to joining LPL Financial LLC, Theresa was with WELLS FARGO CLEARING SERVICES, LLC in New York, NY. Theresa has Series 7 and Series 66 licenses, in addition to the SIE exam. Theresa is registered in 40 states and has a wide range of experience in financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/01/2022 - Present
LPL Financial LLC (UNION BEACH NJ)
NY
01/11/2016 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
BOTH
Issued 09/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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