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Theresa M Brennan

T. Rowe Price Investment Services, Inc.

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About Theresa M Brennan

Theresa Brennan has been in the securities industry for over 20 years. Theresa is currently registered with T. Rowe Price Investment Services, Inc. and has held previous registrations with DWS Distributors, Inc., Northern Trust Securities, Inc., Russell Financial Services, Inc., Fidelity Investments Institutional Services Company, Inc., MetLife Investors Distribution Company, Scudder Weisel Capital, LLC, and MFS Fund Distributors, Inc.. Theresa has a Series 6, Series 7 and Series 63 license. Theresa is registered in all 50 states.

Firm Information

Theresa Brennan is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theresa Brennan’s Registration & Firm History

MD

06/27/2024 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

MA

12/20/2013 - 08/22/2022

DWS DISTRIBUTORS, INC. (BOSTON MA)

MA

09/07/2012 - 11/18/2013

NORTHERN TRUST SECURITIES, INC. (BOSTON MA)

MA

05/04/2011 - 08/10/2012

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (BOSTON MA)

RI

06/05/2003 - 11/04/2010

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CA

07/17/2001 - 04/19/2002

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

CA

01/02/2001 - 04/25/2001

SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)

MA

09/26/1997 - 12/07/2000

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 09/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/24/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theresa M Brennan.
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