Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Ellis has been in the financial services industry since 1996. Theresa is currently registered with IBN Financial Services, Inc. as an investment advisor representative and is also a registered representative with IBN Financial Services, Inc. Theresa's areas of specialization include investments for individuals, financial planning and the selection of other advisors. Theresa has worked in the Louisville, KY and Liverpool, NY areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Selection and monitoring fees
1
2
NY
04/01/2021 - Present
IBN Financial Services, Inc. (LIVERPOOL NY)
KY
08/06/1996 - 04/19/2013
MML INVESTORS SERVICES, LLC (LOUISVILLE KY)
IA
Issued 03/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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