Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Lloyd Harris is a financial advisor based in Raleigh, NC. Theresa Lloyd Harris is a registered representative of First Citizens Investor Services, Inc. Theresa Lloyd Harris has been in the financial services industry since July 16, 2000. First Citizens Investor Services, Inc. is a registered investment advisor firm with a focus on providing financial planning, portfolio management for individuals, and selection of other advisers. The firm has offices located in Raleigh, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
04/08/2008 - Present
First Citizens Investor Services, Inc. (Raleigh NC)
SC
08/17/2015 - 02/22/2016
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
NV
05/03/2004 - 09/13/2007
WADDELL & REED, INC. (RENO NV)
KS
12/02/1999 - 02/05/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
09/27/1999 - 12/13/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/27/1999 - 12/13/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/19/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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