Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Ochs is a financial advisor with Ameritas Advisory Services, LLC, located in Lincoln, Nebraska. Theresa has been in the financial industry for over 20 years. Theresa holds both Series 7 and Series 66 licenses and has passed the Series 52, Series 53, and Series 99TO exams. Theresa provides financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NE
11/01/2021 - Present
Ameritas Advisory Services, LLC (LINCOLN NE)
CA
04/28/2009 - 04/04/2018
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
12/06/2011 - 01/04/2012
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
11/09/2007 - 12/06/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
03/20/2000 - 11/17/2007
SECURITIES AMERICA, INC. (SAN DIEGO CA)
BOTH
Issued 06/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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