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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Jane Mangines is a financial advisor with over 40 years of experience in the financial services industry. Theresa currently works at Morgan Stanley, where she is registered as a Registered Representative and Investment Advisor Representative in Florida and Texas. Before joining Morgan Stanley, Theresa was previously employed at UBS Financial Services Inc, Kidder, Peabody & Co. Incorporated, Smith Barney Shearson Inc, Lehman Brothers Inc, E. F. Hutton & Company Inc, Drexel Burnham Lambert Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Theresa holds a Series 7, Series 63, and Series 65 license and has taken the SIE exam. Theresa's firm, Morgan Stanley, manages over $1.4 trillion in client assets and provides various financial services, including financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/19/2020 - Present
Morgan Stanley (Boca Raton FL)
FL
01/23/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
01/28/1995 - 02/10/2009
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
NY
10/18/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 11/03/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/17/1988 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
03/16/1983 - 01/23/1988
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/19/1980 - 03/17/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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