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Theresa H Yoon

BNY Mellon Securities Corp.

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About Theresa H Yoon

Theresa Yoon is a financial advisor registered in seven states and has more than a decade of experience in the industry. Theresa currently works at BNY Mellon Securities Corp., but her career includes previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Republic Securities Company, LLC, UBS Financial Services Inc., and UBS International Inc. Theresa specializes in working with individuals, corporations, and charitable organizations.

Firm Information

Theresa Yoon is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Theresa Yoon’s Registration & Firm History

NY

07/31/2017 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

NJ

10/24/2012 - 06/05/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLEN ROCK NJ)

NY

10/25/2010 - 12/09/2011

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NJ

09/17/2008 - 12/09/2008

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

12/07/2007 - 11/11/2008

UBS INTERNATIONAL INC. (NEW YORK NY)

NA

02/21/1985 - 06/18/1987

FIRST EASTERN SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 12/14/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theresa H Yoon.
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