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Theresa Du

Transamerica Financial Advisors, Inc.

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About Theresa Du

Theresa Du is a financial advisor at Transamerica Financial Advisors, Inc., with experience in the industry since 2016. Theresa specializes in retirement and estate planning for individuals and families. Theresa holds the Series 66, SIE and Series 7 licenses, in addition to being registered as an Investment Advisor Representative (IAR) in the state of California. Theresa is also a research associate for the University of Michigan and has experience in other fields like tutoring, postal service, and staffing. Theresa is committed to providing personalized financial advice to her clients and helping them achieve their financial goals.

Firm Information

Theresa Du is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Theresa Du’s Registration & Firm History

CA

10/10/2016 - Present

Transamerica Financial Advisors, Inc. (Cupertino CA)

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Licenses & Designations

BOTH

Issued 08/20/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theresa Du.
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