Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Marie Sommerdyke has been a registered representative since 1982. Theresa currently is an active registered representative with WEALTHPENN.COMLLC and is registered in the state of Utah and Texas. Theresa has previously been registered with E*TRADE SECURITIES LLC, ROBERT W. BAIRD & CO. INCORPORATED, MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Theresa is a Series 63, 65, 7, 8, 9, 10, and SIE license holder. Theresa has been a limited partner with Sommerdyke LLC since 2009. Theresa has a long history of experience in the financial services industry and has built a strong reputation for providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
09/05/2023 - Present
Wealthpenn.comllc (Sandy UT)
UT
03/20/2018 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/07/2011 - 03/23/2018
ROBERT W. BAIRD & CO. INCORPORATED (SALT LAKE CITY UT)
UT
06/01/2009 - 03/18/2011
MORGAN STANLEY SMITH BARNEY (SALT LAKE CITY UT)
UT
12/22/1992 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
NY
05/20/1982 - 09/08/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 1/6/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/1/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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