Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Anne Pohlman is a financial advisor registered with LPL Financial LLC. Theresa has been in the industry since 1993 and has a broad range of experience working with various clients and firms. Theresa offers financial planning, portfolio management, and consulting services. She is licensed to offer financial advice in Florida, Illinois, Kentucky, Maryland, Massachusetts, Ohio, South Carolina, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/09/2019 - Present
LPL Financial LLC (INDIAN HARBOUR BEACH FL)
FL
09/14/2016 - 12/11/2019
CETERA ADVISORS LLC (MELBOURNE FL)
FL
05/05/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (MELBOURNE FL)
FL
01/09/2003 - 05/01/2006
UVEST FINANCIAL SERVICES GROUP, INC. (MELBOURNE FL)
FL
04/14/2005 - 12/02/2005
FINANCIAL ADVISORS NETWORK, LLC (WEST PALM BEACH FL)
GA
11/29/2000 - 01/02/2003
MEDALLION EQUITIES, INC. (MARIETTA GA)
GA
02/05/1998 - 12/09/2000
WMA SECURITIES, INC. (DULUTH GA)
MN
01/20/1993 - 02/13/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/20/1993 - 02/13/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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