Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Kumar is a financial advisor at Wells Fargo Clearing Services, LLC, with over 8 years of experience in the financial services industry. Theresa has held positions at U.S. Bancorp Investments, Inc., PNC Investments, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Theresa is registered to provide investment advice in California, Georgia, Michigan, Texas, and Utah. Theresa specializes in providing investment advice to individuals, businesses, corporations, charitable organizations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/13/2024 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
09/30/2016 - 11/02/2023
U.S. BANCORP INVESTMENTS, INC. (SAN DIEGO CA)
IL
04/22/2016 - 08/30/2016
PNC INVESTMENTS (WESTCHESTER IL)
IL
09/29/2014 - 03/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
CA
10/15/2013 - 03/26/2014
UNIONBANC INVESTMENT SERVICES, LLC (RANCHO MIRAGE CA)
BOTH
Issued 05/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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