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Theresa Ann Young

Nylife Securities LLC

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About Theresa Ann Young

Theresa Young is a registered representative with Nylife Securities LLC, with an active registration in New York and North Carolina. Theresa has passed the Series 63, 6TO, and SIE examinations. Theresa is located in Medford, New York and joined the firm in August 2020.

Firm Information

Theresa Young is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Theresa Young’s Registration & Firm History

NY

08/03/2020 - Present

Nylife Securities LLC (MEDFORD NY)

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Licenses & Designations

BC

Issued 07/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Theresa Ann Young. Review regulatory record here.
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