Unclaimed
Theresa ann Hanson is a registered investment advisor representative with Vanguard Advisers, Inc. Theresa ann has been in the industry since 2008. Theresa ann is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and has passed several industry exams, including the Series 6, 7, 63 and 65. Theresa ann specializes in financial planning, portfolio management for individuals and businesses and portfolio management for pooled investment vehicles. Theresa ann is currently employed by Vanguard Advisers, Inc. and is located in Scottsdale, Arizona. Theresa ann's prior employment includes Wachovia Securities, LLC in Phoenix, Arizona. Theresa ann also holds a position as an employee with The Vanguard Group, Inc., the parent company of Vanguard Advisers, Inc. Theresa ann is registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/13/2015 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
08/30/2007 - 05/01/2008
WACHOVIA SECURITIES, LLC (PHOENIX AZ)
IA
Issued 05/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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