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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Ann Dollard is an investment advisor representative with Raymond James & Associates, Inc., a firm based in St. Petersburg, Florida. Theresa has been in the financial services industry since 1994 and has experience working with a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. Theresa specializes in providing financial planning, portfolio management, and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/07/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
06/29/2011 - 10/13/2016
VALIC FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
08/27/2007 - 06/28/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
05/13/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ST. PETERSBURG FL)
CT
12/11/1995 - 08/13/2007
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
10/15/1993 - 05/18/1995
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
06/21/1993 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 08/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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