Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Brown is a financial advisor registered with LPL Financial LLC in OSAGE BEACH, MO. Theresa has been in the industry since March 12, 2002, and has experience with INVEST FINANCIAL CORPORATION, PFIC SECURITIES CORPORATION and FISERV INVESTOR SERVICES, INC.. Theresa is licensed to sell securities in Missouri. Theresa is a Series 7 and Series 63 licensed professional and holds the SIE designation. Theresa has been working with LPL Financial LLC since February 14, 2018. Theresa has specializations in 1, 2, 3, 4, 5 and 6, and LPL Financial LLC has a specialization in 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/14/2018 - Present
LPL Financial LLC (OSAGE BEACH MO)
MO
04/30/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (OSAGE BEACH MO)
MO
09/21/2005 - 04/30/2007
PFIC SECURITIES CORPORATION (SPRINGFIELD MO)
TX
03/12/2002 - 09/21/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BC
Issued 04/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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