Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Ann Beltran is a financial advisor registered with LPL Financial LLC. Theresa has over 20 years of experience in the financial industry. Theresa works with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Prior to joining LPL Financial LLC, Theresa was a financial advisor with RBC Capital Markets, LLC, Citigroup Global Markets Inc., UBS Financial Services Inc., Piper Jaffray & Co., Wachovia Securities, LLC and Salomon Smith Barney Inc. Theresa is a Series 7, Series 63 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/14/2018 - Present
LPL Financial LLC (FRESNO CA)
CA
01/09/2009 - 11/27/2018
RBC CAPITAL MARKETS, LLC (FRESNO CA)
CA
03/14/2007 - 01/21/2009
CITIGROUP GLOBAL MARKETS INC. (FRESNO CA)
CA
08/12/2006 - 03/07/2007
UBS FINANCIAL SERVICES INC. (FRESNO CA)
CA
04/04/2005 - 08/12/2006
PIPER JAFFRAY & CO. (FRESNO CA)
MO
03/12/2002 - 04/05/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/15/2001 - 03/15/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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