Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theresa? Claim Your ProfileTheresa Saradin is a financial advisor with over 20 years of experience in the industry. Theresa is currently registered with Morgan Stanley and has previously held positions at firms such as Citigroup Global Markets Inc., The Benchmark Company, LLC, and Stanford Group Company. Theresa holds several licenses and certifications, including Series 7, 63, 24, 3, 16, 79TO, and 87. Theresa is also a registered principal and is able to provide a variety of services to her clients, including investment advice, financial planning, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/23/2010 - Present
Morgan Stanley (Purchase NY)
NY
03/01/2010 - 10/16/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/20/2009 - 02/08/2010
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
04/08/2008 - 03/23/2009
STANFORD GROUP COMPANY (NEW YORK NY)
NY
05/08/2007 - 03/24/2008
NATIXIS BLEICHROEDER INC. (NEW YORK NY)
NY
07/19/2000 - 02/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/13/1997 - 07/27/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
03/26/1997 - 08/22/1997
SBC WARBURG, INC. (NEW YORK NY)
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/08/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/01/1999
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 03/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Theresa Saradin is the right advisor for you? Invested Better is here to help.
