Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theologos? Claim Your ProfileTheologos Stavros Basis is a registered investment advisor with Laidlaw Wealth Management LLC. Theologos Basis has been in the industry since 1998. Prior to joining Laidlaw Wealth Management LLC, Theologos Basis was a registered representative with Vanderbilt Securities, LLC, Principal Securities, Inc., Signature Securities, TD Wealth Management Services Inc., AXA Advisors, LLC, MONY Securities Corporation, W.J. Nolan & Company, Inc., J.W. Barclay & Co., Inc., and PRUCO Securities Corporation. Theologos Basis specializes in providing financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/15/2021 - Present
Laidlaw Wealth Management LLC (NEW YORK NY)
NY
04/05/2021 - 08/17/2021
VANDERBILT SECURITIES, LLC (WOODBURY NY)
IA
06/27/2019 - 03/30/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
NY
08/04/2011 - 10/26/2018
SIGNATURE SECURITIES (New York NY)
PA
06/08/2009 - 01/19/2010
TD WEALTH MANAGEMENT SERVICES INC. (PHILADELPHIA PA)
NY
10/16/2000 - 12/17/2008
AXA ADVISORS, LLC (SYRACUSE NY)
NY
09/13/2004 - 07/19/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/06/1998 - 09/29/2000
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NJ
07/25/1996 - 09/03/1998
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NJ
03/22/1995 - 07/22/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1999
Series 14 - Compliance Officer Examination
BC
Issued 11/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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