Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Youngling is an active investment advisor and registered representative with Wells Fargo Advisors Financial Network, LLC. Theodore has over 40 years of experience in the financial industry. Theodore has earned several industry licenses, including Series 7, Series 8, Series 9, Series 10, Series 15, Series 63, and Series 65. Theodore is currently registered with the state of Connecticut, New York, and Texas. Theodore has a diverse range of experience in the financial industry, including working at Prudential Securities Incorporated, PaineWebber Incorporated, and First Jersey Securities, Inc. Theodore is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/10/2023 - Present
Wells Fargo Advisors Financial Network, LLC (OLD GREENWICH CT)
CT
07/01/2003 - 02/10/2023
WELLS FARGO CLEARING SERVICES, LLC (OLD GREENWICH CT)
NY
05/09/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/29/1980 - 05/11/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/19/1980 - 01/29/1981
FIRST JERSEY SECURITIES, INC.
IA
Issued 03/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 09/28/1995
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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