Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore William Miller is a financial advisor with over 30 years of experience in the industry. Theodore is currently registered with U.S. Sterling Securities, Inc. Theodore is licensed in Alabama, Florida, Hawaii, New York, Texas, and West Virginia. Theodore William Miller has passed the Series 7, Series 63, Series 53, Series 79TO and SIE exams. Theodore William Miller has been registered with the U.S. Securities and Exchange Commission since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/06/1994 - Present
U.s. Sterling Securities, Inc. (HAUPPAUGE NY)
NA
11/21/1990 - 09/13/1994
LONG ISLAND NETWORK SECURITIES, INC.
IA
Issued 05/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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