Unclaimed
Theodore Wesley Brooks, a Chartered Financial Analyst, is a registered investment advisor representative with Nordwand Advisors and Nordwand Investments, LLC. Theodore has over 20 years of experience in the financial services industry, including roles at Barclays Capital Inc., Lehman Brothers Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and American Express Financial Advisors Inc. Theodore specializes in providing financial planning and portfolio management services to high-net-worth individuals, charitable organizations, and other investment advisors. Theodore is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
11/30/2022 - Present
Nordwand Advisors (RADNOR PA)
TX
09/22/2008 - 09/25/2014
BARCLAYS CAPITAL INC. (DALLAS TX)
MA
07/19/2005 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
NY
01/17/2003 - 02/07/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
07/22/1999 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MN
04/30/1998 - 07/08/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/30/1998 - 07/08/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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