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Theodore Wesley Brooks

Nordwand Advisors

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About Theodore Wesley Brooks

Theodore Wesley Brooks, a Chartered Financial Analyst, is a registered investment advisor representative with Nordwand Advisors and Nordwand Investments, LLC. Theodore has over 20 years of experience in the financial services industry, including roles at Barclays Capital Inc., Lehman Brothers Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and American Express Financial Advisors Inc. Theodore specializes in providing financial planning and portfolio management services to high-net-worth individuals, charitable organizations, and other investment advisors. Theodore is registered in Pennsylvania.

Firm Information

Theodore Brooks is currently registered with Nordwand Advisors. Nordwand Advisors is an investment advisor based in RADNOR, PA. The firm manages approximately $3,492,631,540 in regulatory assets. Nordwand Advisors provides financial planning and portfolio management for individuals, high-net-worth individuals, and charitable organizations. They also offer selection of other advisors. The firm has 7 investment adviser representatives and 5 investment advisory functions.
Nordwand Advisors

150 N. RADNOR CHESTER RD

RADNOR, PA 19087

$3.49B

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Theodore Brooks’s Registration & Firm History

PA

11/30/2022 - Present

Nordwand Advisors (RADNOR PA)

TX

09/22/2008 - 09/25/2014

BARCLAYS CAPITAL INC. (DALLAS TX)

MA

07/19/2005 - 09/22/2008

LEHMAN BROTHERS INC. (BOSTON MA)

NY

01/17/2003 - 02/07/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

07/22/1999 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

MN

04/30/1998 - 07/08/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/30/1998 - 07/08/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/29/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Theodore Wesley Brooks.
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