Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Thiro is a financial advisor at LPL Financial LLC with over 38 years of experience in the financial services industry. Theodore has been registered with the Securities and Exchange Commission (SEC) since 1984 and holds licenses to conduct business in multiple states. Theodore provides financial planning and investment advice to individuals, corporations, and charitable organizations. He has received multiple professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (STATEN ISLAND NY)
NY
12/14/2012 - 03/20/2013
DABBAH SECURITIES CORP. (NEW YORK NY)
NY
08/13/2003 - 12/31/2012
SMITH ASSET MANAGEMENT, INC. (NEW YORK NY)
MO
07/01/2003 - 08/13/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/21/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/01/1998 - 09/06/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
07/20/1990 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
08/07/1985 - 10/01/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/18/1984 - 08/19/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Theodore Thiro is the right advisor for you? Invested Better is here to help.
