Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Stefan Rounds is a registered representative and investment banking professional. Theodore has passed the Series 63, Series 24, Series 79TO, Series 7TO, and SIE exams. Theodore holds a principal license with Energy Shares, LLC and previously worked at STARTENGINE PRIMARY LLC. Theodore holds registrations in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/20/2023 - Present
Energy Shares, LLC (PASADENA CA)
CA
03/16/2020 - 10/31/2022
STARTENGINE PRIMARY LLC (BURBANK CA)
BC
Issued 09/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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