Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Rosean is a registered representative with LPL Financial LLC. Theodore has been in the financial services industry since 1982 and has experience with Waterstone Financial Group, Inc. and Dreher & Associates, Inc. Theodore's current location is Wilmette, Illinois. Theodore is licensed in 32 states for both securities and investment advisory services. Theodore holds licenses for General Securities Representative, Investment Company Products/Variable Contracts Representative, Direct Participation Programs Representative, Uniform Securities Agent State Law, Uniform Investment Adviser Law, Series 24, Series 26 and Series 27 examinations. Theodore is also licensed for Operations Professional and Securities Industry Essentials. Theodore's specialties include providing financial planning, investment advisory services, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/05/2013 - Present
LPL Financial LLC (WILMETTE IL)
IL
10/28/2002 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (CHICAGO IL)
IL
12/01/1993 - 10/28/2002
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
IL
06/22/1982 - 09/28/1993
PEB FINANCIAL GROUP, INC. (CHICAGO IL)
IA
Issued 08/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/07/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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