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Theodore Roger Herrick

U.s. Bancorp Investments, Inc.

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About Theodore Roger Herrick

Theodore Roger Herrick is a financial advisor with U.S. Bancorp Investments, Inc. based in Cushing, Wisconsin. Theodore has been in the financial services industry since 2010 and has a Series 7, Series 66, and Series 24 licenses. Theodore specializes in providing financial planning and investment advice to individuals, businesses, and institutions. Theodore has experience working with high-net-worth individuals, corporations, and charitable organizations. Theodore is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Theodore Herrick is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Theodore Herrick’s Registration & Firm History

WI

12/05/2023 - Present

U.s. Bancorp Investments, Inc. (Cushing WI)

MN

01/26/2011 - 05/02/2013

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

WI

03/26/2010 - 12/07/2010

EDWARD JONES (CUSHING WI)

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Licenses & Designations

BOTH

Issued 04/08/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/10/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Theodore Roger Herrick.
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