Unclaimed
Theodore Robert Parker is a licensed securities professional with over 30 years of experience in the financial services industry. Theodore is currently registered with Fidelity Brokerage Services LLC and holds the Series 6, 7, 7TO, 63 and SIE licenses, along with the Series 65 license. Previously, Theodore has held positions with other firms, including Pacific Select Distributors, LLC, Mutual Securities, Inc., Investment Security Corporation, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Fidelity Brokerage Services LLC, Transamerica Financial Resources, Inc., and G. R. Phelps & Co., Inc. Theodore is currently registered in California, Nevada, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
06/16/2023 - Present
Fidelity Brokerage Services LLC (RENO NV)
CA
06/17/2015 - 01/23/2018
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
01/21/2010 - 07/21/2010
MUTUAL SECURITIES, INC. (IRVINE CA)
CA
11/11/2009 - 01/22/2010
INVESTMENT SECURITY CORPORATION (CALABASAS CA)
CA
05/15/2008 - 10/13/2009
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
01/04/2006 - 04/18/2008
WELLS FARGO INVESTMENTS, LLC (CORONA DEL MAR CA)
RI
04/01/1996 - 09/19/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
12/06/1991 - 03/01/1996
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
06/12/1987 - 12/31/1991
G. R. PHELPS & CO., INC.
BC
Issued 07/07/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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