Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Robert Cetola is a financial advisor with over 20 years of experience in the industry. He is currently registered with Charles Schwab & Co., Inc. and has previously been registered with SunTrust Investment Services, Inc., Citigroup Global Markets Inc., Citicorp Investment Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Union Brokerage Services, Inc. Theodore holds a Series 6, 7, 9, 10, 24, 63, 65, and 66 licenses. He is a registered Investment Advisor in both North Carolina and Texas. Theodore specializes in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
01/11/2022 - Present
Charles Schwab & CO., Inc. (Raleigh NC)
NC
09/07/2012 - 12/31/2017
SUNTRUST INVESTMENT SERVICES, INC. (CARY NC)
MD
09/05/2007 - 08/29/2012
CITIGROUP GLOBAL MARKETS INC. (ROCKVILLE MD)
DC
11/11/1996 - 08/31/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
NY
06/23/2000 - 06/30/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
11/16/1994 - 07/11/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 10/31/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 8/3/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/1/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/8/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Theodore Cetola is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
