Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Robert Cetola is a financial advisor with over 25 years of experience in the industry. Theodore is registered with Charles Schwab & CO., Inc. and has previously worked with other firms including SUNTRUST INVESTMENT SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Theodore is a licensed investment advisor in North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NC
01/11/2022 - Present
Charles Schwab & CO., Inc. (Raleigh NC)
NC
09/07/2012 - 12/31/2017
SUNTRUST INVESTMENT SERVICES, INC. (CARY NC)
MD
09/05/2007 - 08/29/2012
CITIGROUP GLOBAL MARKETS INC. (ROCKVILLE MD)
DC
11/11/1996 - 08/31/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
NY
06/23/2000 - 06/30/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
11/16/1994 - 07/11/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 10/31/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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