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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Seton is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., an investment firm that manages $10 billion to $50 billion in assets. Theodore has been in the industry since 1993 and has worked at Mutual Service Corporation before joining Merrill Lynch. Theodore holds a Series 63, Series 65, Series 24, Series 7 and SIE. Theodore is licensed to provide financial advice in 39 states and the District of Columbia, plus the Commonwealth of Puerto Rico. Theodore has worked with individual investors, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/22/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST PALM BEACH FL)
MA
08/24/1993 - 04/27/1994
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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